Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
agreement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a margin addendum to an account agreement, outlining the terms and conditions for a client margin account with DBSI and Pershing. It details the mechanics, risks, financing, interest, liens, and liquidation rights associated with the account.
Metadata
- Subject
- MARGIN ADDENDUM TO ACCOUNT AGREEMENT
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0094865
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | Financial | Pershing | Client has a margin account with Pershing. |
| Client | Financial | DBSI | Client has a margin account with DBSI. |
Notable Quotes 2
Client's Margin Loan Is a Demand Loan. As such, DBSI or Pershing has the right to demand at any time the immediate payment of all or any portion of a margin balance.
Client hereby grants to DBSI and its Affiliates a security interest in and lien upon all Securities and Other Property in the possession or control of OBSI.
Financial Information
Assets:
- Securities
- Other Property
- Cash
Transactions:
- Margin transactions
- Loans
- Pledging of securities
Legal Compliance
- Reference to Section 4975(c1(1XBI of tne Internal Revenue Code of 1988
- Reference to Section 406(a)(i)(8) of the Employee Retirement Income Security Act of 1974
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 3
PershingDBSIDeutsche Bank
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Legal
- Purpose
- To establish the terms and conditions for a client margin account.
- Significance
- This document outlines the risks, responsibilities, and rights associated with a margin account.
File Info
- File Name
- EFTA01390376.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:11.155615
- DOJ Source
- View on DOJ