Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is an account agreement outlining the terms and conditions between a client and DBSI, covering aspects such as third-party authorization, liability limitations, arbitration, and governing law. It specifies that DBSI is not responsible for third-party actions and limits its liability to cases of gross negligence or willful misconduct.
Metadata
- Subject
- Account Agreement Terms and Conditions
- Sender
- —
- Recipients
- —
- Document ID
- 124.WM-0573
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | contractual | DBSI | Client has an account agreement with DBSI |
| Client | contractual | Pershing | Pershing is also party to the account agreement |
| Client | authorization | Third Party | Client can authorize third parties to act on their account |
Notable Quotes 2
All parties to this Amount Agreement (being Client, OBSIand Penning, are giving up the right to sue each other in court, including the tight to a trial by jury. except as prnvided by the rules of the arbitration forum in which a claim is hied. er ae prohibited by Applicable Law;
Client agrees that unless otherwise provided in any other agreement between Client end ()BSI or under Applicable Law. ()BSI shall not be liable for any loss to Client except in the case of DBSI's gross negligence or willful misconduct.
Red Flags 2
- Broad arbitration clause potentially limiting client's legal recourse.
- Limitation of liability clause favoring DBSI.
Financial Information
Assets:
- funds
- money
- Securities
- Other Property
Public Knowledge
- Context
- Standard account agreement terms and conditions are generally not public knowledge.
Legal Compliance
- Arbitration agreement waiving right to sue
- Limitation of liability for DBSI
- Governing law is New York
Raw Analysis JSON
click to expand
Themes
Legal matters/litigationFinancial transactions/money flowBusiness dealings
Organizations 3
DBSIPershingDeutsche Bank Securities Inc.
Locations 4
New YorkNY60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York. NY 10005.2836United States
Text Analysis
- Tone
- Legalistic
- Purpose
- To define the terms and conditions of an account agreement between a client and DBSI, including arbitration, liability, and legal jurisdiction.
- Significance
- This document outlines the legal responsibilities and rights of both the client and DBSI in relation to the client's account.
File Info
- File Name
- EFTA01390388.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:37.291716
- DOJ Source
- View on DOJ