Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a Margin Addendum to an Account Agreement, outlining the terms and conditions for a client's margin account with DBSI and Pershing. It details the mechanics and risks of margin, financing, interest and costs, liens, consent to loan or pledge securities, and margin maintenance.
Metadata
- Subject
- MARGIN ADDENDUM TO ACCOUNT AGREEMENT
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0094887
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | business | Pershing | Client has a margin account with Pershing. |
| Client | business | DBSI | Client has a margin account that may be financed by DBSI. |
| DBSI | business | Pershing | DBSI may instruct Pershing regarding DB Collateral. |
Financial Information
Assets:
- Securities
- Other Property
- Cash
Transactions:
- Margin transactions
- Loans
- Pledging of securities
- Liquidation of securities
Legal Compliance
- Compliance with Section 4975(c)(1)(B) of the Internal Revenue Code of 1986 and Section 406(a)(i)(B) of the Employee Retirement Income Security Act of 1974.
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 5
PershingDBSIDeutsche BankInternal Revenue CodeEmployee Retirement Income Security Act
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Legal
- Purpose
- To establish the terms and conditions for a client's margin account with DBSI and Pershing.
- Significance
- This document outlines the rights and responsibilities of the client, DBSI, and Pershing regarding margin accounts, including the granting of liens and the potential for liquidation of assets.
File Info
- File Name
- EFTA01390392.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:16.852346
- DOJ Source
- View on DOJ