Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Account Agreement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is an account agreement between a client and Deutsche Bank Securities Inc. (DBSI) that outlines the terms and conditions for a brokerage account. It covers client representations, DBSI's rights, order execution, and compliance with applicable laws.
Metadata
- Subject
- Account Agreement
- Sender
- —
- Recipients
- —
- Document ID
- IMPOTTTA014P114
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | Contractual | Deutsche Bank Securities Inc. (DBSI) | Account Agreement between Client and DBSI |
| DBSI | Agent | Pershing U.0 (Pershing) | DBSI retains the right to delegate to its agent, Pershing, one or more of its rights or obligations under this Agreement. |
Notable Quotes 2
Client agrees to read this Account Agreement and the Appendix to this Account Agreement: Disclosures and Definitions (-Appendix, carefully. If Client is not willing to be bound by these terms and conditions, Client should not sign this Account Agreement.
Client's signature confirms that Client has read and agrees to the terms of this Account Agreement and the Appendix annexed hereto.
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 8
Deutsche Asset & Wealth ManagementSouthern Financial LLCDeutsche Bank Securities Inc.DBSIFinancial Industry Regulatory Authority, Inc.FINRAPershing U.0Pershing
Locations 3
6100 Red Hook Quarter B3St Thomas00802
Financial Entities 7
Deutsche Bank Securities Inc.DBSIbankloan institutioninsurance companyinvestment companyinvestment advisory limn
Text Analysis
- Tone
- Professional
- Purpose
- To establish the terms and conditions for a brokerage account between the Client and Deutsche Bank Securities Inc. (DBSI).
- Significance
- This document outlines the legal agreement governing the client's brokerage account, including client representations, DBSI's rights, and order execution procedures.
File Info
- File Name
- EFTA01390395.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:02.655368
- DOJ Source
- View on DOJ