Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:40
Summary
This document is an arbitration agreement between a client and DBSI and Pershing. It outlines the terms and conditions of arbitration, including the waiver of the right to sue in court and the process for resolving disputes.
Metadata
- Subject
- Arbitration Agreement
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0094895
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | legal | 0651 | Pre-dispute arbitration agreement |
| Client | legal | Pershing | Pre-dispute arbitration agreement |
| DBSI | regulatory | FINRA | Arbitration panel set up by FINRA |
Notable Quotes 2
All parties to this Account Agreement (being Client, DBSI and Pershing) are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed, or as prohibited by Applicable Law.
Subject to the preceding disclosure, Client agrees to arbitrate any controversies or disputes that may arise with DBSI or Pershing, whether based on events occurring prior to, on or subsequent to the date of this Account Agreement
Raw Analysis JSON
click to expand
Themes
Legal matters/litigation
Organizations 5
0651PershingDBSIFINRADeutsche Bank Securities Inc.
Locations 7
New YorkNY60 Wall Street23rd FloorMall Stop NYC60-2330New York, NY 10006-2936State of New York
Text Analysis
- Tone
- Formal
- Purpose
- To establish the terms of an arbitration agreement between the client and DBSI and Pershing.
- Significance
- This document outlines the arbitration process and the rights and responsibilities of the parties involved.
File Info
- File Name
- EFTA01390397.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:40:58.482158
- DOJ Source
- View on DOJ