Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Account Agreement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is an account agreement between Deutsche Bank Securities Inc. (DBSI) and a client, outlining the terms and conditions for a brokerage account. It covers client representations, rights of DBSI, cash account classification, order execution, and compliance with applicable laws.
Metadata
- Subject
- Account Agreement
- Sender
- —
- Recipients
- —
- Document ID
- —
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank Securities Inc. (DBSI) | Contractual | Client | Account Agreement between DBSI and Client |
| DBSI | Agent | Pershing LLC | DBSI retains the right to delegate to its agent, including its clearing agent, Pershing LLC |
Notable Quotes 2
Client agrees to read this Account Agreement end the Appendix to this Account Agreement: Disclosures and Definitions ?Appendix-I Caralisfiy. If Client Is not willing to be bound by these terms and conditions. Client Oneida not sign this Account Agreement, Client's signature confirms that Client has reed and agrees to the terms 01 this Account Agreement and the Appendix annexed hereto.
Client acknowledges that the purchase and sale of securities entails substantial economic risk, and represents knowingly and willingly that Client can assume such risk and le; Client has road end understands the terms set forth In this Account Agreement and those agreements or supplements incorporated by reference and understands Mal Client Is bound by such terms;
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 5
Deutsche Asset & Wealth ManagementSouthern Financial LLCDeutsche Bank Securities Inc. (DBSI)Financial Industry Regulatory Authority, Inc. (FINRA)Pershing LLC (Pershing)
Locations 1
St Thomas
Financial Entities 7
Deutsche Bank Securities Inc.Pershing LLCbanksavings and loan institutioninsurance companyinvestment companyinvestment advisory firm
Text Analysis
- Tone
- Professional
- Purpose
- To establish the terms and conditions for a brokerage account between Deutsche Bank Securities Inc. and the Client.
- Significance
- This document outlines the legal agreement governing the client's brokerage account with DBSI.
File Info
- File Name
- EFTA01390412.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:07.002793
- DOJ Source
- View on DOJ