Illegal Activity
none
Blackmail
none
Date
02/12
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document outlines the terms and conditions for corporate accounts held with Deutsche Bank Securities Inc. It covers topics such as confirmations, cash accounts, short and long orders, liens, authority to borrow, interest charges, and credit information.
Metadata
- Subject
- Terms and Conditions Corporate Accounts
- Sender
- —
- Recipients
- —
- Document ID
- 09-PWM-0186 Corp Acct terth & TIC (02/12)
- Date
- 02/12
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank Securities Inc. | subsidiary | Deutsche Bank AG | Deutsche Bank Securities Inc. is a subsidiary of Deutsche Bank AG. |
| Deutsche Bank Securities Inc. | clearing agreement | Pershing LLC | Deutsche Bank Securities Inc. uses Pershing LLC as clearing broker pursuant to a clearing agreement. |
Financial Information
Assets:
- Securities
- Other Property
- Collateral
Transactions:
- security purchases
- short sales
- long sales
- interest charges on debit balances
Legal Compliance
- Compliance with Federal Reserve Bank Regulation T
- Compliance with Section 4975(c) of the Internal Revenue Code of 1986
- Compliance with Section 406(b)(8) of the Employee Retirement Income Security Act of 1974
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 5
Deutsche Bank Securities Inc.DBSIDeutsche Bank AGPershing LLCFederal Reserve Bank
Locations 2
State of New YorkUnited States
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To outline the terms and conditions for corporate accounts held with Deutsche Bank Securities Inc.
- Significance
- This document establishes the legal framework for the client's account with DBSI, including responsibilities, liabilities, and rights of both parties.
File Info
- File Name
- EFTA01390426.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:33.101473
- DOJ Source
- View on DOJ