Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is part of iCapital Advisors' Form ADV Part 2B and provides information about Eileen Duff Blalock's educational background, business experience, and potential conflicts of interest. It also outlines the supervision structure and confirms that employees are instructed to prioritize client interests.
Metadata
- Subject
- Form ADV Part 2B - Eileen Duff Blalock
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0095284
- Date
- —
Relationships 6
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Eileen Duff Blalock | employment | iCapital Network | Managing Partner and Head of Distribution |
| Eileen Duff Blalock | employment | Credit Suisse | Head of Alternative Investments, North America |
| Eileen Duff Blalock | employment | Donaldson, Lufkin & Jenrette | Responsible for global marketing in the private client group |
| Eileen Duff Blalock | member | iCapital Advisors | Member of investment committee |
| Michael Stanton | supervision | Eileen Duff Blalock | Michael Stanton supervises Ms. Blalock for compliance purposes. |
| Eileen Duff Blalock | Principal | iCapital Securities, LLC | Principal of iCapital Securities, LLC |
Notable Quotes 1
All employees of iCapital Advisors are instructed to put client interest first at all times.
Raw Analysis JSON
click to expand
Themes
Employment/staffingBusiness dealingsFinancial transactions/money flowLegal matters/litigationCommunications/correspondence
Organizations 7
iCapital Advisors, LLCiCapital NetworkCredit SuisseDonaldson, Lufkin & JenretteiCapital Securities, LLCUniversity of DelawareFINRA
Locations 1
North America
Financial Entities 1
Credit Suisse
Text Analysis
- Tone
- Professional
- Purpose
- To provide information about Eileen Duff Blalock's background, experience, and potential conflicts of interest as part of iCapital Advisors' Form ADV Part 2B.
- Significance
- This document provides background information on a key member of iCapital Advisor's investment committee and outlines measures taken to mitigate potential conflicts of interest.
File Info
- File Name
- EFTA01390704.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:31.281769
- DOJ Source
- View on DOJ