Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Form ADV Part 2B
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is Form ADV Part 2B for John C. Robertshaw, detailing his educational background and business experience, including his roles at iCapital Advisors, Credit Suisse, and Salomon Brothers. It also states that he has not been the subject of any material legal or disciplinary events and that iCapital Advisors instructs employees to put client interests first.
Metadata
- Subject
- John C. Robertshaw Educational Background and Business Experience
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0095286
- Date
- —
Relationships 7
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| John C. Robertshaw | Member of investment committee | iCapital Advisors. LLC | Mr. Robertshaw is a member of iCapital Advisor's investment committee. |
| John C. Robertshaw | Co-Founder and Special Advisor | iCapital Network | Mr. Robertshaw is a Co-Founder and Special Advisor to iCapital Network. |
| John C. Robertshaw | Vice Chairman | Credit Suisse Securities (USA) LLC | Until 2016. he served as a Vice Chairman of Credit Suisse Securities (USA) LLC. |
| John C. Robertshaw | Co-Head of the Private Fund Group | Credit Suisse | He served as Co-Head of the Private Fund Group at Credit Suisse from 2004 through 2013 |
| John C. Robertshaw | Managing Director in the Private Fund Group | Donaldson, Lufkin & Jenrette | Mr. Robertshaw joined DLJ in September 1995 from Salomon Brothers, where he was in charge of Private Equity Placements. |
| John C. Robertshaw | Private Equity Placements | Salomon Brothers | He spent seven years with Salomon, the last five as a private placement specialist. |
| Michael Stanton | Supervisor | John C. Robertshaw | Mr. Michael Stanton, iCapital's CCO. supervises Mr. Robertshaw for compliance purposes. |
Notable Quotes 1
All employees of iCapital Advisors are instructed to put client interest first at all times.
Financial Information
Amounts:$250 billion
Raw Analysis JSON
click to expand
Themes
Employment/staffingBusiness dealings
Organizations 9
iCapital Advisors. LLCiCapital NetworkCredit Suisse Securities (USA) LLCCredit SuisseDonaldson, Lufkin & JenretteDLJSalomon BrothersiCapital Securities. LLCYale University
Financial Entities 3
Credit Suisse Securities (USA) LLCCredit SuisseSalomon Brothers
Text Analysis
- Tone
- Informative
- Purpose
- To provide information about John C. Robertshaw's background and experience as part of Form ADV Part 2B.
- Significance
- This document provides background information on John C. Robertshaw, a key member of iCapital Advisors, including his experience at major financial institutions.
File Info
- File Name
- EFTA01390706.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:24.233648
- DOJ Source
- View on DOJ