EFTA01390913.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44
Summary
This document is a form for collecting information about an investor's financial advisor and their preferred method of communication regarding their investment in a Partnership. It allows the investor to choose whether to copy their advisor on all correspondence or to have all correspondence sent exclusively to the advisor, with the exception of legally required communications.
Metadata
Subject
Advisor and Investor Contact Information
Sender
Recipients
Document ID
DB-SDNY-0095579, SDNY_GM_00241763
Date
Relationships 2
Entity 1RelationshipEntity 2Description
Investor Financial Financial Advisor Investor may have been introduced to the Partnership or iCapital Network by a Financial Advisor.
Partnership Financial Investor Partnership sends correspondence to the Investor.
Notable Quotes 2
If you were introduced to the Partnership or iCapital Network by a Financial Advisor, your Financial Advisor will be copied on all communications related to your investment in the Partnership.
Please send all correspondence from the Partnership exclusively to my Advisor listed above. Please note that certain correspondence will still be sent to the Investor as required by law.
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowCommunications/correspondence
People 1
Organizations 4
GLDUS113iCapital NetworkPartnershipGeneral Partner
Text Analysis
Tone
Informative
Purpose
To collect information about the investor's financial advisor and preferred contact method for correspondence.
Significance
This document outlines the process for including a financial advisor in communications related to an investment in the Partnership.
File Info
File Name
EFTA01390913.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44:02.440098
DOJ Source
View on DOJ