Illegal Activity
none
Blackmail
none
Date
1986
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is an investor questionnaire designed to determine if the investor is using assets from a retirement or employee benefit plan subject to Section 4975 of the US Internal Revenue Code and ERISA. It assesses compliance with regulations related to fiduciary responsibility and prohibited transactions.
Metadata
- Subject
- Investor Questionnaire - Retirement Plan, Employee Benefit Plan
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0095582
- Date
- 1986
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Investor | Investment | Partnership | Investor investing assets in the Partnership |
| Partnership | Management | General Partner | General Partner responsible for investment and operation of Partnership's assets |
Financial Information
Assets:
- assets of any retirement plan
- employee benefit plan
- assets of a plan
- individual retirement account
Legal Compliance
- Compliance with Section 4975 of the United States Internal Revenue Code of 1986, as amended.
- Compliance with the United States Employee Retirement Income Security Act of 1974, as amended (ERISA).
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationCompliance/regulatory
Organizations 5
PartnershipGeneral PartnerUnited States Internal Revenue CodeERISAEmployee Retirement Income Security Act of 1974
Locations 1
U.S.
Text Analysis
- Tone
- Formal
- Purpose
- To determine if the Investor is investing assets from a retirement or employee benefit plan that is subject to Section 4975 of the United States Internal Revenue Code of 1986, as amended.
- Significance
- This document is significant because it assesses the investor's compliance with ERISA and the Internal Revenue Code, which are important for regulatory and legal reasons.
File Info
- File Name
- EFTA01390916.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:53.441427
- DOJ Source
- View on DOJ