Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
notice
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a privacy notice from Institutional Capital Network, Inc. and its affiliates, outlining their policies regarding the collection, maintenance, and disclosure of nonpublic personal information about investors, in compliance with Regulation P. It details the types of information collected, the parties to whom it may be disclosed, and the safeguards in place to protect the information.
Metadata
- Subject
- NOTICE REGARDING PRIVACY OF FINANCIAL INFORMATION
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0095590
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Institutional Capital Network, Inc. | affiliates | iCapital Advisors, LLC | iCapital Advisors, LLC is an affiliate of Institutional Capital Network, Inc. |
| Institutional Capital Network, Inc. | affiliates | iCapital Securities, LLC | iCapital Securities, LLC is an affiliate of Institutional Capital Network, Inc. |
Financial Information
Transactions:
- capital account balance
- contributions
- distributions
Legal Compliance
- Compliance with Regulation P, 12 C.F.R. 1016
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationCommunications/correspondence
Organizations 4
Institutional Capital Network, Inc.iCapital Advisors, LLCiCapital Securities, LLCConsumer Financial Protection Bureau
Financial Entities 1
lending institutions
Text Analysis
- Tone
- Professional
- Purpose
- To provide notice regarding the privacy of financial information as required by Regulation P.
- Significance
- This document outlines the privacy policy of Institutional Capital Network, Inc. and its affiliates, detailing how they collect, maintain, and disclose nonpublic personal information about their investors.
File Info
- File Name
- EFTA01390922.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:36.964301
- DOJ Source
- View on DOJ