Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a Form ADV Part 2A for iCapital Advisors, LLC, outlining potential risks associated with investments, including cybersecurity risks and conflicts of interest arising from affiliations with iCapital Securities and Gen II Fund Services. It details the services provided by these affiliated entities and their relationships with iCapital.
Metadata
- Subject
- Form ADV Part 2A
- Sender
- —
- Recipients
- —
- Document ID
- —
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| iCapital Securities | Affiliated Broker-Dealer | Institutional Capital Network, Inc. | Institutional Capital Network, Inc., the parent company of iCapital, is the sole member of iCapital Securities. |
| Gen II Fund Services, LLC | Fund Administrator | Institutional Capital Network, Inc. | Certain Principals of Gen II are minority owners of Institutional Capital Network, Inc., the parent company of iCapital. Gen II provides fund administration services to the Private Access Funds. |
Red Flags 2
- Conflicts of interest created by iCapital's relationship with iCapital Securities.
- Cybersecurity risks associated with private equity fund investments.
Financial Information
Assets:
- Real Estate Investment Trusts (REITs)
- equity securities of small capitalization companies
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 10
Third Lake CapitaliCapital Advisors, LLCReal Estate Investment Trusts (REITs)iCapital Securities, LLCInstitutional Capital Network, Inc.Securities and Exchange Commission ("SEC")Financial Industry Regulatory Authority, Inc. ("FINRA")Gen II Fund Services, LLCGen II Hedge Fund ServicesPrivate Access Funds
Financial Entities 1
iCapital Securities
Text Analysis
- Tone
- Professional
- Purpose
- To provide information about iCapital Advisors, LLC, including risks associated with investments and affiliations with other financial entities.
- Significance
- This document outlines potential conflicts of interest and risks associated with investments managed by iCapital Advisors, LLC.
File Info
- File Name
- EFTA01390996.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:33.587291
- DOJ Source
- View on DOJ