Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is Form ADV Part 2A for iCapital Advisors, LLC, outlining potential conflicts of interest related to their business practices and detailing their privacy policy. It discusses relationships with investment advisers, fee structures, valuation of fund assets, and educational programs.
Metadata
- Subject
- Form ADV Part 2A
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0095710
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| iCapital Advisors, LLC | affiliates | iCapital Securities | iCapital Securities is an affiliate of iCapital Advisors, LLC. |
| iCapital | business | Investment Advisers | iCapital solicits investment advisers to participate in iCapital offered funds and performs diligence on such investment advisers. |
Notable Quotes 2
iCapital is committed to maintaining the confidentiality, integrity and security of our Investors' personal information.
It is iCapital's policy to collect only information necessary or relevant to our management business and use only legitimate means to collect such information.
Red Flags 2
- Potential conflicts of interest arising from relationships with investment advisers and fee structures.
- Risk of overvaluation of Underlying Fund's investments if management fees are based on net asset value.
Legal Compliance
- Potential conflicts of interest related to iCapital's business practices.
- Compliance with privacy regulations regarding investor information.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
Organizations 4
Third Lake CapitaliCapital Advisors, LLCiCapital SecuritiesInstitutional Capital Network
Text Analysis
- Tone
- Professional
- Purpose
- To disclose potential conflicts of interest and privacy policies related to iCapital's business practices.
- Significance
- This document outlines potential conflicts of interest related to iCapital's business practices, including relationships with investment advisers, fee structures, valuation of fund assets, and educational programs. It also details iCapital's privacy policy.
File Info
- File Name
- EFTA01390998.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:25.358262
- DOJ Source
- View on DOJ