Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is an excerpt from iCapital Advisors' Form ADV Part 2A, detailing their policies on voting client securities for Private Access Funds and Direct Investment Funds. It also states that iCapital has no financial commitments that impair its ability to meet its obligations and has not been subject to bankruptcy.
Metadata
- Subject
- Form ADV Part 2A, Item 17: Voting Client Securities, Item 18: Financial Information
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0095713, SDNY_GM_00241897
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| iCapital Advisors, LLC | Business | Private Access Funds | iCapital manages Private Access Funds and does not anticipate owning equity securities granting voting rights. |
| iCapital Advisors, LLC | Business | Direct Investment Funds | iCapital delegates proxy voting for Direct Investment Funds to the Sub-Adviser. |
Notable Quotes 2
iCapital will vote proxies as it deems necessary or appropriate, on a case by case basis.
iCapital has no financial commitment that impairs its ability to meet contractual and fiduciary commitments to clients and has not been the subject of a bankruptcy proceeding.
Public Knowledge
- Context
- This is a standard disclosure document for investment advisors.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigation
Organizations 2
Third Lake CapitaliCapital Advisors, LLC
Text Analysis
- Tone
- Professional
- Purpose
- To disclose iCapital's policies on voting client securities and its financial condition as required by Form ADV Part 2A.
- Significance
- This document outlines iCapital's proxy voting procedures for Private Access Funds and Direct Investment Funds, as well as its financial stability.
File Info
- File Name
- EFTA01391001.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:10.411551
- DOJ Source
- View on DOJ