EFTA01391002.txt Text dataset_10 View on DOJ

Illegal Activity

none

Blackmail

none

Date

2018-03-30

Document Type

Brochure Supplement

Model

gemini-2.0-flash-001

Processed

2026-02-07T18:41

Summary

This document is a brochure supplement for iCapital Advisors, LLC, providing information about key personnel. It directs readers to contact the Chief Compliance Officer for questions or to access the firm's brochure and SEC website for additional information.

Metadata

Subject: FORM ADV PART 2B: Brochure Supplement
Sender: —
Recipients: —
Document ID: DB-SDNY-0095714
Date: 2018-03-30

Relationships 6

Entity 1	Relationship	Entity 2	Description
Eileen Duff Blalock	Employment	iCapital Advisors, LLC	Employee of iCapital Advisors, LLC
Phil Pool	Employment	iCapital Advisors, LLC	Employee of iCapital Advisors, LLC
John Robertshaw	Employment	iCapital Advisors, LLC	Employee of iCapital Advisors, LLC
Daniel Vene	Employment	iCapital Advisors, LLC	Employee of iCapital Advisors, LLC
Nicholas Veronis	Employment	iCapital Advisors, LLC	Employee of iCapital Advisors, LLC
Michael Stanton	Employment	iCapital Advisors, LLC	Chief Compliance Officer of iCapital Advisors, LLC

Raw Analysis JSON click to expand

Themes

Legal matters/litigationBusiness dealingsCommunications/correspondence

People 6

Eileen Duff Blalock Phil Pool John Robertshaw Daniel Vene Nicholas Veronis Michael Stanton (Chief Compliance Officer)

Organizations 2

iCapital Advisors, LLCSEC

Locations 1

60 East 42nd Street, 26th Floor, New York, NY 10165

Text Analysis

Tone: Informative
Purpose: To provide information about individuals associated with iCapital Advisors, LLC that supplements the firm's Form ADV Brochure.
Significance: This document provides background information on key personnel at iCapital Advisors, LLC, as required by regulatory filings.

File Info

File Name: EFTA01391002.txt
Dataset: dataset_10
Type: Text
Model: gemini-2.0-flash-001
Processed: 2026-02-07T18:41:43.307439
DOJ Source: View on DOJ