Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Form ADV Part 2B
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is Form ADV Part 2B for Phil Pool, providing his educational background, business experience, and potential conflicts of interest. It states that he has not been the subject of any material legal or disciplinary events and outlines his various roles and responsibilities.
Metadata
- Subject
- Phil Pool - Educational Background and Business Experience
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0095716
- Date
- —
Relationships 9
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Phil Pool | Member of investment committee | iCapital Advisors LLC | Phil Pool is a member of iCapital Advisor's investment committee. |
| Phil Pool | Co-Founder and Chairman of the Board | iCapital Network | Phil Pool is Co-Founder and Chairman of the Board of iCapital Network. |
| Phil Pool | Co-Chairman | First Avenue Partners | Phil Pool serves as Co-Chairman of First Avenue Partners. |
| Phil Pool | Partner | Willis Stein & Partners | Mr. Pool was a partner of Willis Stein & Partners. |
| Phil Pool | Managing Director | Credit Suisse | Mr. Pool worked as a Managing Director of Credit Suisse. |
| Phil Pool | Investment Banker | Merrill Lynch | Mr. Pool was an investment banker with Merrill Lynch. |
| Phil Pool | Investment Banker | Kidder, Peabody & Co. | Mr. Pool was an investment banker with Kidder, Peabody & Co. |
| Phil Pool | Board of Directors | The Teagle Foundation | Mr. Pool serves on the Board of Directors of The Teagle Foundation. |
| Michael Stanton | Supervisor | Phil Pool | Mr. Michael Stanton supervises Mr. Pool for compliance purposes. |
Raw Analysis JSON
click to expand
Themes
Employment/staffingBusiness dealingsFinancial transactions/money flow
People 2
Organizations 14
mid Lake CapitaliCapital Advisors LLCiCapital NetworkFirst Avenue PartnersWillis Stein & PartnersCredit SuisseCSFBDonaldson, Lufkin & Jenrette Securities CorporationMerrill LynchKidder, Peabody & Co.Columbia UniversityUniversity of VirginiaThe Teagle FoundationiCapital Securities, LLC
Locations 3
LondonNew YorkChicago
Financial Entities 5
Credit SuisseCSFBDonaldson, Lufkin & Jenrette Securities CorporationMerrill LynchKidder, Peabody & Co.
Text Analysis
- Tone
- Professional
- Purpose
- To provide background information on Phil Pool, including his educational background, business experience, disciplinary information, other business activities, and compensation.
- Significance
- This document provides important information about Phil Pool's qualifications and potential conflicts of interest.
File Info
- File Name
- EFTA01391004.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:51.499225
- DOJ Source
- View on DOJ