EFTA01391063.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
The document explains that the General Partner of the Access Fund is exempt from registration with the CFTC as a Commodity Pool Operator (CPO) and Commodity Trading Advisor (CTA) under specific rules and conditions. It outlines the requirements for maintaining this exemption, including limitations on commodity interest positions and investor qualifications.
Metadata
Subject
EXEMPTION FROM REGISTRATION UNDER COMMODITY EXCHANGE ACT
Sender
Recipients
Document ID
DB-SDNY-0095792, SDNY_GM_00241976
Date
Relationships 2
Entity 1RelationshipEntity 2Description
General Partner Regulatory CFTC General Partner is exempt from registration with the CFTC as a CPO pursuant to CFTC Rule 4.13(a)(3).
General Partner Regulatory NFA General Partner plans to file with the NFA a notice of exemption from registration with the CFTC as a CPO.
Financial Information
Amounts:5%100%25%
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 5
Third Lake CapitalU.S. Commodity Futures Trading CommissionCFTCNational Futures AssociationNFA
Locations 1
United States
Text Analysis
Tone
Informative
Purpose
To explain the exemption from registration under the Commodity Exchange Act for the General Partner of the Access Fund.
Significance
This document outlines the conditions under which the General Partner is exempt from registration with the CFTC as a Commodity Pool Operator (CPO) and Commodity Trading Advisor (CTA).
File Info
File Name
EFTA01391063.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:11.931082
DOJ Source
View on DOJ