EFTA01391287.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is Form ADV Part 2A for iCapital Advisors, LLC, detailing their fees, client types, and investment strategies. It outlines performance-based compensation and the reliance of Funds on exemptions under the Investment Company Act.
Metadata
Subject
Form ADV Part 2A
Sender
Recipients
Document ID
DB-SDNY-0096124
Date
Relationships 2
Entity 1RelationshipEntity 2Description
iCapital Client Funds The Clients of iCapital are the Funds.
Private Access Fund Financial Underlying Fund A Private Access Fund will bear its pro rata share of management fees, performance fees, carried interest or other expenses charged by an Underlying Fund.
Notable Quotes 2
Performance-based compensation may create an incentive for iCapital to make more speculative investments than would otherwise be made or make decisions regarding the timing and manner of realization of investments differently than if such compensation were not received.
The Clients of iCapital are the Funds. The Funds rely on an exemption from the definition of "investment company" under Section 3(c)(7) or Section 3(c)(I) of the Investment Company Act, which requires that its securities are to be held exclusively by "Qualified Purchasers" as defined in the Investment Company Act
Financial Information
Amounts:$100,000$250,000
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 3
GLDUS124 BBR PartnersiCapital Advisors, LLCiCapital
Text Analysis
Tone
Professional
Purpose
To provide information about iCapital Advisors, LLC, including fees, types of clients, and performance-based compensation.
Significance
This document outlines the financial and operational aspects of iCapital Advisors, LLC, and its relationship with its clients, the Funds.
File Info
File Name
EFTA01391287.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:56.157507
DOJ Source
View on DOJ