Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a Form ADV Part 2A for iCapital Advisors, LLC, outlining potential risks associated with investments, including cybersecurity risks and risks related to Real Estate Investment Trusts (REITs). It also discloses potential conflicts of interest due to affiliated entities like iCapital Securities and Gen II Fund Services.
Metadata
- Subject
- Form ADV Part 2A
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0096139
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Institutional Capital Network, Inc. | parent company/subsidiary | iCapital Securities | Institutional Capital Network, Inc. is the sole member of iCapital Securities. |
| Gen II Fund Services, LLC | ownership | Institutional Capital Network, Inc. | Certain Principals of Gen II are minority owners of Institutional Capital Network, Inc., the parent company of iCapital. |
| Gen II Fund Services, LLC | fund administration | Private Access Funds | Gen II provides fund administration services to the Private Access Funds. |
Red Flags 1
- Potential conflicts of interest due to affiliated broker-dealer and fund administrator.
Financial Information
Assets:
- Real Estate Investment Trusts (REITs)
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 9
GLDUS124 BBR PartnersiCapital Advisors, LLCReal Estate Investment Trusts (REITs)iCapital Securities, LLCInstitutional Capital Network, Inc.Securities and Exchange Commission ("SEC")Financial Industry Regulatory Authority, Inc. ("FINRA")Gen II Fund Services, LLCGen II Hedge Fund Services
Text Analysis
- Tone
- Informative
- Purpose
- To provide information about iCapital Advisors, LLC, its affiliates, and potential risks associated with investments.
- Significance
- This document outlines potential conflicts of interest and risks associated with investing in funds managed by iCapital Advisors, LLC.
File Info
- File Name
- EFTA01391295.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:20.643184
- DOJ Source
- View on DOJ