Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is part of iCapital Advisors' Form ADV Part 2A, detailing their policies on voting client securities for Private Access Funds and Direct Investment Funds. It also discloses that iCapital has no financial commitments that impair its ability to meet contractual and fiduciary commitments and has not been subject to bankruptcy proceedings.
Metadata
- Subject
- Form ADV Part 2A, Item 17: Voting Client Securities, Item 18: Financial Information
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0096145, SDNY_GM_00242329
- Date
- —
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| iCapital | business | Sub-Adviser | iCapital delegates proxy voting to the Sub-Adviser for Direct Investment Funds. |
Public Knowledge
- Context
- This is a standard disclosure document for investment advisors.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigation
Organizations 3
GLDUS124 BBR PartnersiCapital Advisors, LLCiCapital
Text Analysis
- Tone
- Professional
- Purpose
- To disclose iCapital's policies on voting client securities and financial information as required by Form ADV Part 2A.
- Significance
- This document outlines iCapital's proxy voting procedures for Private Access Funds and Direct Investment Funds, as well as its financial condition.
File Info
- File Name
- EFTA01391299.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:18.297690
- DOJ Source
- View on DOJ