Illegal Activity
none
Blackmail
none
Date
2018-03
Document Type
Private Placement Memorandum
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a private placement memorandum for Glendower Capital Secondary Opportunities Fund IV. LP, outlining potential conflicts of interest for investors and disclaimers regarding tax advice. It also includes notices to residents of New Hampshire and purchasers in Florida regarding their rights and the role of state regulatory bodies.
Metadata
- Subject
- Glendower Capital Secondary Opportunities Fund IV. LP
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0096291
- Date
- 2018-03
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| BBR Partners | Placement Agent | Glendower Capital Secondary Opportunities Fund IV. LP | BBR Partners is acting as a placement agent for the fund. |
| Credit Suisse | Placement Agent | Glendower Capital Secondary Opportunities Fund IV. LP | Credit Suisse acts as placement agent for other third party fund sponsors. |
Notable Quotes 2
PARTICIPATION AS PLACEMENT AGENT FOR THE INTERESTS MAY BE INFLUENCED BY ITS INTEREST IN SUCH CURRENT OR FUTURE FEES AND COMMISSIONS, INCLUDING DIFFERENTIALS IN THE PLACEMENT FEES THAT ARE OFFERED BY OTHER THIRD PARTY FUND SPONSORS FOR WHICH CREDIT SUISSE ACTS AS PLACEMENT AGENT.
CREDIT SUISSE DOES NOT PROVIDE ANY TAX ADVICE. ANY TAX STATEMENT HEREIN REGARDING ANY U.S. FEDERAL TAX IS NOT INTENDED OR WRITTEN TO BE USED, AND CANNOT BE USED. BY ANY TAXPAYER FOR THE PURPOSE OF AVOIDING ANY PENALTIES.
Red Flags 1
- Potential conflicts of interest related to placement agent fees and employee investments.
Legal Compliance
- Potential conflicts of interest related to placement agent fees and employee investments.
- Tax advice disclaimer.
- Notice to New Hampshire residents regarding registration statements.
- Notice to Florida purchasers regarding right to void purchase.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 6
BBR PartnersGlendower Capital Secondary Opportunities Fund IV. LPCredit SuisseFlorida Securities and Investor Protection ActSecretary of StateNew Hampshire Revised Statutes Annotated
Locations 3
New HampshireFloridaUnited States
Financial Entities 1
Credit Suisse
Text Analysis
- Tone
- Informative
- Purpose
- To inform potential investors about potential conflicts of interest and tax advice disclaimers related to investing in Glendower Capital Secondary Opportunities Fund IV. LP.
- Significance
- This document outlines potential conflicts of interest and disclaimers related to tax advice for potential investors in the fund.
File Info
- File Name
- EFTA01391397.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:42.835853
- DOJ Source
- View on DOJ