EFTA01391619.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44
Summary
This document is Form ADV Part 2A for iCapital Advisors, LLC, detailing risks associated with investments, disciplinary information, and affiliations with other financial entities like iCapital Securities and Gen II Fund Services. It outlines potential conflicts of interest and the services provided by affiliated companies.
Metadata
Subject
Form ADV Part 2A
Sender
Recipients
Document ID
Date
Relationships 2
Entity 1RelationshipEntity 2Description
iCapital Securities, LLC Affiliated Broker-Dealer Institutional Capital Network, Inc. Institutional Capital Network, Inc., the parent company of iCapital, is the sole member of iCapital Securities.
Gen II Fund Services, LLC Fund Administrator Institutional Capital Network, Inc. Certain Principals of Gen II are minority owners of Institutional Capital Network, Inc., the parent company of iCapital. Gen II provides fund administration services to the Private Access Funds.
Financial Information
Assets:
  • Real Estate Investment Trusts (REITs)
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 9
GLDUS142 tronsedes Asset MgmtiCapital Advisors, LLCReal Estate Investment Trusts (REITs)iCapital Securities, LLCInstitutional Capital Network, Inc.Securities and Exchange Commission (SEC)Financial Industry Regulatory Authority, Inc. (FINRA)Gen II Fund Services, LLCGen II Hedge Fund Services
Text Analysis
Tone
Professional
Purpose
To provide information about iCapital Advisors, LLC, including risks, disciplinary information, and affiliations.
Significance
This document is a regulatory filing (Form ADV Part 2A) that provides important information about iCapital Advisors, LLC to potential investors.
File Info
File Name
EFTA01391619.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44:04.335758
DOJ Source
View on DOJ