Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is part of iCapital Advisors' Form ADV Part 2A, detailing their proxy voting policies for client securities and confirming their financial stability. It explains how iCapital handles voting rights for investments in Underlying Funds and Direct Investment Funds, and assures investors of the firm's ability to meet its financial commitments.
Metadata
- Subject
- Form ADV Part 2A, Item 17: Voting Client Securities, Item 18: Financial Information
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0096609, SDNY_GM_00242793
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| iCapital Advisors, LLC | Investor | Underlying Fund | iCapital invests in Underlying Funds on behalf of clients. |
| iCapital Advisors, LLC | Delegation | Sub-Adviser | iCapital delegates proxy voting for Direct Investment Funds to the Sub-Adviser. |
Public Knowledge
- Context
- This is a standard disclosure document for registered investment advisors.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigation
Organizations 2
GLDUS142 fronsedes Asset MgmtiCapital Advisors, LLC
Text Analysis
- Tone
- Professional
- Purpose
- To disclose iCapital's policies on voting client securities and its financial condition as required by Form ADV Part 2A.
- Significance
- This document outlines iCapital's proxy voting procedures for Private Access Funds and Direct Investment Funds, as well as its financial stability.
File Info
- File Name
- EFTA01391625.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:03.212821
- DOJ Source
- View on DOJ