EFTA01391626.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-03-30
Document Type
Brochure Supplement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a brochure supplement for iCapital Advisors, LLC, providing information about Eileen Duff Blalock, Phil Pool, John Robertshaw, Daniel Vene, and Nicholas Veronis. It directs readers to contact Michael Stanton, the Chief Compliance Officer, for questions or to obtain the firm's Form ADV Brochure.
Metadata
Subject
FORM ADV PART 2B: Brochure Supplement
Sender
—
Recipients
—
Document ID
DB-SDNY-0096610
Date
2018-03-30
Relationships 1
Entity 1RelationshipEntity 2Description
Michael Stanton Employment iCapital Advisors, LLC Chief Compliance Officer
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowLegal matters/litigation
People 6
Eileen Duff BlalockPhil PoolJohn RobertshawDaniel VeneNicholas VeronisMichael Stanton
Organizations 2
iCapital Advisors, LLCSEC
Locations 3
New York, NY60 East 42"d Street, 26th Floor10165
Text Analysis
Tone
Professional
Purpose
To provide information about specific individuals associated with iCapital Advisors, LLC, supplementing the firm's Form ADV Brochure.
Significance
This document provides background information on key personnel within iCapital Advisors, LLC, which is relevant for regulatory compliance and investor transparency.
File Info
File Name
EFTA01391626.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:40.324459
DOJ Source
View on DOJ