Illegal Activity
none
Blackmail
none
Date
1986
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is an investor questionnaire designed to determine if the investor is using assets from retirement or employee benefit plans that are subject to ERISA and the Internal Revenue Code. It seeks to understand the percentage of assets invested from such plans and whether the investor is subject to any other laws or regulations that could affect the Partnership's compliance.
Metadata
- Subject
- Investor Questionnaire - Retirement Plan, Employee Benefit Plan
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0096909, SDNY_GM_00243093
- Date
- 1986
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Investor | investment | Partnership | Investor investing assets in the Partnership |
| General Partner | management | Partnership | General Partner responsible for investment and operation of Partnership's assets |
Financial Information
Assets:
- assets of any retirement plan
- employee benefit plan
- IRA
- Keogh plan
- general account assets
Legal Compliance
- Compliance with Section 4975 of the United States Internal Revenue Code of 1986.
- Compliance with the United States Employee Retirement Income Security Act of 1974 (ERISA).
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 7
GLDUS142 Ironsides Asset MgmtPartnershipGeneral PartnerUnited States Internal Revenue CodeEmployee Retirement Income Security Act of 1974ERISAinsurance company
Locations 1
United States
Text Analysis
- Tone
- Professional
- Purpose
- To determine if the Investor is investing assets from a retirement plan, employee benefit plan, or similar agreement subject to Section 4975 of the United States Internal Revenue Code of 1986.
- Significance
- This document is significant because it assesses the investor's compliance with ERISA and the Internal Revenue Code, which are important for regulatory and fiduciary reasons.
File Info
- File Name
- EFTA01391837.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:32.340701
- DOJ Source
- View on DOJ