Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
notice
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a privacy notice from Institutional Capital Network, Inc. and its affiliates, informing investors about the collection, maintenance, and disclosure of their nonpublic personal information as required by Regulation P. It outlines the company's practices for protecting investor data and provides contact information for inquiries.
Metadata
- Subject
- NOTICE REGARDING PRIVACY OF FINANCIAL INFORMATION
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0096917
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Institutional Capital Network, Inc. | affiliate | iCapital Advisors, LLC | iCapital Advisors, LLC is an affiliate of Institutional Capital Network, Inc. |
| Institutional Capital Network, Inc. | affiliate | iCapital Securities, LLC | iCapital Securities, LLC is an affiliate of Institutional Capital Network, Inc. |
Notable Quotes 2
We do not disclose any nonpublic personal information about our investors or former investors to anyone other than our affiliates, investors, service providers, counterparties and employees, except as permitted by law.
We maintain physical, electronic, and procedural safeguards to guard your nonpublic personal information.
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
Organizations 5
Ironsides Asset MgmtInstitutional Capital Network, Inc.iCapital Advisors, LLCiCapital Securities, LLCConsumer Financial Protection Bureau
Text Analysis
- Tone
- Informative
- Purpose
- To inform investors about the privacy policy regarding their financial information, as required by Regulation P.
- Significance
- This document outlines the privacy practices of Institutional Capital Network, Inc. and its affiliates, detailing how they collect, maintain, and disclose nonpublic personal information about investors.
File Info
- File Name
- EFTA01391844.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:17.230281
- DOJ Source
- View on DOJ