EFTA01392040.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-03
Document Type
Private Placement Memorandum
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a private placement memorandum for the Glendower Capital Secondary Opportunities Fund IV. LP. It outlines potential conflicts of interest for Credit Suisse as a placement agent and provides disclaimers regarding tax advice and legal notices for residents of New Hampshire and purchasers in Florida.
Metadata
Subject
Glendower Capital Secondary Opportunities Fund IV. LP
Sender
Recipients
Document ID
DB-SDNY-0097186, SDNY_GM_00243370
Date
2018-03
Relationships 1
Entity 1RelationshipEntity 2Description
Glendower Capital Secondary Opportunities Fund IV. LP Placement Agent Credit Suisse Credit Suisse acts as placement agent for the interests of Glendower Capital Secondary Opportunities Fund IV. LP
Notable Quotes 2
PARTICIPATION AS PLACEMENT AGENT FOR THE INTERESTS MAY BE INFLUENCED BY ITS INTEREST IN SUCH CURRENT OR FUTURE FEES AND COMMISSIONS, INCLUDING DIFFERENTIALS IN THE PLACEMENT FEES THAT ARE OFFERED BY OTHER THIRD PARTY FUND SPONSORS FOR WHICH CREDIT SUISSE ACTS AS PLACEMENT AGENT.
CREDIT SUISSE DOES NOT PROVIDE ANY TAX ADVICE. ANY TAX STATEMENT HEREIN REGARDING ANY U.S. FEDERAL TAX IS NOT INTENDED OR WRITTEN TO BE USED, AND CANNOT BE USED. BY ANY TAXPAYER FOR THE PURPOSE OF AVOIDING ANY PENALTIES.
Red Flags 1
  • Potential conflicts of interest for Credit Suisse as a placement agent.
Legal Compliance
  • Potential conflicts of interest for Credit Suisse as a placement agent.
  • Legal notices for residents of New Hampshire and purchasers in Florida regarding securities regulations.
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsLegal matters/litigation
People 1
Organizations 3
Glendower Capital Secondary Opportunities Fund IV. LPCredit SuisseFlorida Securities and Investor Protection Act
Locations 3
New HampshireFloridaUnited States
Financial Entities 1
Credit Suisse
Text Analysis
Tone
Informative
Purpose
To inform potential investors about the Glendower Capital Secondary Opportunities Fund IV. LP and potential conflicts of interest.
Significance
This document outlines potential conflicts of interest for Credit Suisse as a placement agent and provides disclaimers regarding tax advice and legal notices for residents of New Hampshire and purchasers in Florida.
File Info
File Name
EFTA01392040.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:40.159279
DOJ Source
View on DOJ