Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Form ADV Part 2A
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is Form ADV Part 2A for iCapital Advisors, LLC, outlining potential conflicts of interest related to various aspects of its business operations and its privacy policy. It details how iCapital addresses these conflicts and its commitment to maintaining the confidentiality, integrity, and security of investors' personal information.
Metadata
- Subject
- iCapital Advisors, LLC
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0097469
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| iCapital | Business | Investors | iCapital manages investments for investors. |
| iCapital | Business | Underlying Fund Manager or Sub-Adviser | iCapital relies on Underlying Fund Managers or Sub-Advisers for asset valuations. |
| iCapital | Business | Financial Advisers | iCapital offers educational programs for financial advisers. |
Notable Quotes 2
iCapital is committed to maintaining the confidentiality, integrity and security of our Investors' personal information.
It is iCapital's policy to collect only information necessary or relevant to our management business and use only legitimate means to collect such information.
Red Flags 1
- Potential conflicts of interest related to various aspects of iCapital's business operations.
Public Knowledge
- Context
- Form ADV Part 2A documents are publicly available.
Legal Compliance
- Potential conflicts of interest related to management persons soliciting investment advisers and performing diligence.
- Potential conflicts of interest related to brokerage limited partners paying larger management fees.
- Potential conflicts of interest related to Underlying Fund Manager or Sub-Adviser determining asset valuations.
- Potential conflicts of interest related to iCapital offering educational programs for financial advisers.
Raw Analysis JSON
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Themes
Financial transactions/money flowBusiness dealingsLegal matters/litigation
People 1
Organizations 3
iCapital Advisors, LLCiCapital SecuritiesInstitutional Capital Network
Text Analysis
- Tone
- Professional
- Purpose
- To disclose potential conflicts of interest and privacy policies related to iCapital Advisors, LLC.
- Significance
- This document outlines potential conflicts of interest and privacy policies, which are important for investors to understand.
File Info
- File Name
- EFTA01392277.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:00.660799
- DOJ Source
- View on DOJ