Illegal Activity
none
Blackmail
none
Date
2018-03-30
Document Type
Brochure Supplement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a brochure supplement for iCapital Advisors, LLC, providing information about key personnel such as Eileen Duff Blalock, Phil Pool, John Robertshaw, Daniel Vene, and Nicholas Veronis. It directs readers to contact Michael Stanton, the Chief Compliance Officer, for questions or to access the firm's brochure, and also provides a link to the SEC's website for additional information.
Metadata
- Subject
- FORM ADV PART 2B: Brochure Supplement
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0097473
- Date
- 2018-03-30
Relationships 6
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Eileen Duff Blalock | Employment | iCapital Advisors, LLC | Employee of iCapital Advisors, LLC |
| Phil Pool | Employment | iCapital Advisors, LLC | Employee of iCapital Advisors, LLC |
| John Robertshaw | Employment | iCapital Advisors, LLC | Employee of iCapital Advisors, LLC |
| Daniel Vene | Employment | iCapital Advisors, LLC | Employee of iCapital Advisors, LLC |
| Nicholas Veronis | Employment | iCapital Advisors, LLC | Employee of iCapital Advisors, LLC |
| Michael Stanton | Employment | iCapital Advisors, LLC | Chief Compliance Officer of iCapital Advisors, LLC |
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
People 7
Organizations 2
iCapital Advisors, LLCSEC
Locations 3
New York, NY60 East 42"d Street, 26th FloorNew York, NY 10165
Text Analysis
- Tone
- Informative
- Purpose
- To provide information about certain individuals associated with iCapital Advisors, LLC, supplementing the firm's Form ADV Brochure.
- Significance
- This document provides background information on key personnel at iCapital Advisors, LLC, which is relevant for understanding the firm's operations and compliance.
File Info
- File Name
- EFTA01392281.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:21.065347
- DOJ Source
- View on DOJ