Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
memo
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a memorandum regarding the Glendower Capital Secondary Opportunities Fund IV, LP, outlining the legal and regulatory requirements for offering and selling the Interests in the Fund in Korea, St. Kitts and Nevis, and Switzerland. It also details the roles of the representative and paying agent in Switzerland.
Metadata
- Subject
- Glendower Capital Secondary Opportunities Fund IV, LP
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0097717, SDNY_GM_00243901
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Glendower Capital Secondary Opportunities Fund IV, LP | employee | Patrick Gerschel | Patrick Gerschel works for Glendower Capital Secondary Opportunities Fund IV, LP |
| Hugo Fund Services SA | representative | Glendower Capital Secondary Opportunities Fund IV, LP | Hugo Fund Services SA is the representative of the Fund in Switzerland |
| Banque Cantons* de Geneve | paying agent | Glendower Capital Secondary Opportunities Fund IV, LP | Banque Cantons* de Geneve is the Paying Agent in Switzerland |
Financial Information
Assets:
- Interests
Transactions:
- Offering to sell the Interests
- Subscription and/or redemption of Interests
- Retrocession payments
Legal Compliance
- Compliance with the Foreign Exchange Transaction Law and Regulations in Korea
- Compliance with the Financial Investment Services and Capital Markets Act of Korea
- Compliance with the Collective Investment Scheme Act 2006 in Switzerland
- Compliance with the Collective Investment Scheme Ordinance 2006 in Switzerland
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
People 1
Organizations 5
Glendower Capital Secondary Opportunities Fund IV, LPFinancial Services Commission of Korea (the "FSC")Hugo Fund Services SABanque Cantons* de GeneveSwiss Financial Market Supervisory Authority ('FINMA')
Locations 6
KoreaSt. Kitts and NevisSwitzerlandGenevaCH-1204 GenevaCH-1207 Geneva, Switzerland
Financial Entities 2
Glendower Capital Secondary Opportunities Fund IV, LPBanque Cantons* de Geneve
Text Analysis
- Tone
- Professional
- Purpose
- To provide information about the distribution of Interests in Glendower Capital Secondary Opportunities Fund IV, LP in various countries, including Korea, St. Kitts and Nevis, and Switzerland.
- Significance
- This document outlines the legal and regulatory requirements for offering and selling the Interests in the Fund in specific jurisdictions, as well as the roles of various entities involved in the distribution process.
File Info
- File Name
- EFTA01392491.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:08.716861
- DOJ Source
- View on DOJ