Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document outlines Glendower Capital's anti-money laundering policies and procedures for investors in its Secondary Opportunities Fund IV. It details the requirements for verifying investor identity, source of funds, and compliance with economic sanctions regulations, emphasizing the fund's commitment to preventing illicit activities.
Metadata
- Subject
- Appendix 3 Anti-Money Laundering
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0097722
- Date
- —
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Glendower Capital Secondary Opportunities Fund IV. LP | Business | Investor | Glendower Capital requires verification of identity and source of funds from investors to comply with anti-money laundering laws. |
Notable Quotes 2
The Manager takes seriously its responsibility to prevent the Fund from being used for money laundering or other illicit purposes.
Each Investor will be required to make representations and warranties to the Manager that, among other things, the Interests to be purchased by the Investor will not be held by, or for the benefit of. any person currently subject to UK sanctions, UN sanctions. EU sanctions, and/or U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (collectively, the -Sanction Regulations")
Financial Information
Assets:
- Interests
Legal Compliance
- Anti-money laundering laws
- Economic sanction regulations
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCompliance issues
People 1
Organizations 5
Glendower Capital Secondary Opportunities Fund IV. LPOffice of Foreign Assets Control of the U.S. Treasury DepartmentUK sanctionsUN sanctionsEU sanctions
Locations 1
U.S.
Text Analysis
- Tone
- Professional
- Purpose
- To outline the anti-money laundering considerations and compliance requirements for investors in Glendower Capital Secondary Opportunities Fund IV. LP.
- Significance
- This document is significant because it details the fund's commitment to preventing money laundering and complying with relevant regulations.
File Info
- File Name
- EFTA01392495.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:46.690669
- DOJ Source
- View on DOJ