Illegal Activity
none
Blackmail
none
Date
032813
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document outlines the pre-dispute arbitration agreement between the Client, DBSI, and Pershing, detailing the process and limitations of arbitration. It specifies that all parties are waiving their right to sue each other in court and that arbitration awards are generally final and binding.
Metadata
- Subject
- Account Agreement - Arbitration Section
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0098323
- Date
- 032813
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | contractual | DBSI | Account Agreement |
| Client | contractual | Pershing | Account Agreement |
| DBSI | regulatory | FINRA | Arbitration procedures |
Notable Quotes 2
All parties to this Account Agreement (being Client. DBSI and Pershing' are giving up the right to sue each other in court, including .the right to a rrial by jury, except as provided by the rules of the arbitration forum in which a claim is filed, or as prohibited by Applicable law;
Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited;
Raw Analysis JSON
click to expand
Themes
Legal matters/litigationFinancial transactions/money flowBusiness dealings
Organizations 4
DBSIPershingFINRADeutsche Bank Securities Inc.
Locations 5
New YorkNY60 Wall Street23rd Floor, Mail Stop NYC60-2330, New York, NY 10005.2836State of New York
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Legal
- Purpose
- To outline the arbitration agreement between the Client, DBSI, and Pershing.
- Significance
- This document details the terms of arbitration, including waiving the right to sue in court and the limitations of arbitration awards.
File Info
- File Name
- EFTA01392983.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:09.734760
- DOJ Source
- View on DOJ