Illegal Activity
none
Blackmail
none
Date
2018-02-08
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a margin addendum to an account agreement between a client and DBSI/Pershing. It outlines the terms and conditions, risks, and responsibilities associated with margin trading, including the granting of security interests and the potential for securities lending.
Metadata
- Subject
- Margin addendum to account agreement
- Sender
- —
- Recipients
- —
- Document ID
- NA.4189778
- Date
- 2018-02-08
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | Financial | DBSI | Client agrees to pay interest and costs to DBSI for maintaining the Margin Account. |
| Client | Financial | Pershing | Client grants Pershing a security interest in Margin Collateral to secure indebtedness. |
| DBSI | Business | Pershing | Margin transactions may be financed by Pershing or DBSI. |
Notable Quotes 2
Client hereby grants to DBSI and its Affiliates a security interest in and lien upon all Securities and Other Property in the possession or control of DBSI, any of its Affiliates or Pershing, in which Client has an interest...in order to secure any and all indebtedness or any other obligation of Client to DBSI and its Affiliates or Pershing.
Client understands that while securities held for Client's Account(s) are loaned out, Client will lose voting rights attendant to such securities.
Financial Information
Assets:
- Securities
- Other Property
- Margin Collateral
Transactions:
- Margin transactions
- Loan or pledge of securities
- Liquidations of securities
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 4
PershingDBSIDeutsche BankEmployee Retirement Income Security Act of 1974
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Legal
- Purpose
- To establish the terms and conditions for a client margin account with DBSI and Pershing.
- Significance
- This document outlines the risks, responsibilities, and rights of both the client and the financial institutions involved in margin trading.
File Info
- File Name
- EFTA01393080.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:18.676534
- DOJ Source
- View on DOJ