Illegal Activity
none
Blackmail
none
Date
2010
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a margin agreement between a client and a financial institution (DBSI) outlining the terms of a margin account, including the lending of securities. The client acknowledges and agrees to the terms by signing the agreement.
Metadata
- Subject
- Margin Agreement
- Sender
- —
- Recipients
- —
- Document ID
- WM1S9778 015684,060218
- Date
- 2010
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | Financial | DBSI | Client's securities may be loaned to DBSI. |
| Client | Financial | Pershing | Client's securities may be loaned to Pershing. |
Notable Quotes 2
By signing below, client acknowledges that client has received, read and agrees to the terms of this margin agreement, including the margin disclosure.
By signing this agreement the client acknowledges that client's securities not fully paid for may be loaned to DBSI or to Pershing or loaned out to others.
Financial Information
Assets:
- Securities
Transactions:
- Securities lending
- Margin account borrowing
Legal Compliance
- Pre-dispute arbitration clause in Section III, page 7, of the account agreement.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigation
Organizations 3
DBSIPershingDeutsche Danl. AO
Text Analysis
- Tone
- Formal
- Purpose
- To obtain client acknowledgement and agreement to the terms of a margin agreement.
- Significance
- This document outlines the terms and conditions for a margin account, including the lending of securities.
File Info
- File Name
- EFTA01393082.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:52.875699
- DOJ Source
- View on DOJ