Illegal Activity
none
Blackmail
none
Date
2013
Document Type
notice
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a Customer Identification Program Notice from Deutsche Bank, informing customers about the bank's obligations under federal law to verify customer identities and comply with anti-money laundering regulations. It outlines the information and documentation required from customers to establish and maintain a business relationship with the bank.
Metadata
- Subject
- Customer Identification Program Notice
- Sender
- Deutsche Bank
- Recipients
- —
- Document ID
- WM189470 006431.01181B
- Date
- 2013
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank Wealth Management | subsidiary | Deutsche Bank AG | Deutsche Bank Wealth Management represents the wealth management activities conducted in Deutsche Bank AG and its subsidiaries. |
| Deutsche Bank Securities Inc. | member | FINRA | Deutsche Bank Securities Inc. is a member of FINRA. |
| Deutsche Bank Securities Inc. | member | NYSE | Deutsche Bank Securities Inc. is a member of NYSE. |
| Deutsche Bank Securities Inc. | member | SIPC | Deutsche Bank Securities Inc. is a member of SIPC. |
Notable Quotes 1
To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution.
Legal Compliance
- Federal law requires financial institutions to obtain, verify, and record information that identifies each person who establishes an account.
- Governmental rules have broadened the scope of firm's obligations to aid in the fight against money laundering and terrorist financing.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationCompliance/regulatory
Organizations 7
Deutsche BankDeutsche Bank AGDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.FINRANYSESIPC
Locations 1
United States
Financial Entities 3
Deutsche BankDeutsche Bank AGDeutsche Bank Securities Inc.
Text Analysis
- Tone
- Informative
- Purpose
- To inform customers about the Customer Identification Program and anti-money laundering requirements.
- Significance
- This document outlines Deutsche Bank's compliance with federal law regarding customer identification and anti-money laundering efforts.
File Info
- File Name
- EFTA01393092.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:03.244477
- DOJ Source
- View on DOJ