Illegal Activity
none
Blackmail
none
Date
November 2012
Document Type
Supplement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a supplement to the Characteristics and Risks of Standardized Options booklet, updating the rules regarding cash dividends and distributions, particularly for options originally listed to overlie less than 100 shares. It clarifies the conditions under which adjustments will be made for cash dividends and distributions, including exceptions for fund shares and special circumstances.
Metadata
- Subject
- November 2012 Supplement to Characteristics and Risks of Standardized Options
- Sender
- —
- Recipients
- —
- Document ID
- SDNY_GM_00244665
- Date
- November 2012
Notable Quotes 2
Asa general rule, no adjustment is made for ordinary cash dividends or cash distributions.
Determinations whether to adjust for cash dividends or distributions not covered by the preceding rules, or when other special circumstances apply, are made on a case-by-case basis.
Financial Information
Amounts:$0.125$12.5010%
Assets:
- Standardized Options
- fund shares
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigation
Organizations 1
OCC
Text Analysis
- Tone
- Professional
- Purpose
- To amend the Characteristics and Risks of Standardized Options booklet to accommodate options originally listed to overlie less than 100 shares.
- Significance
- This document outlines the adjustments made to the rules regarding cash dividends and distributions for standardized options.
File Info
- File Name
- EFTA01393093.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:52.273276
- DOJ Source
- View on DOJ