Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is Form ADV Part 2A for iCapital Advisors, LLC, detailing management fees, investor servicing fees, payments to underlying managers, and organizational expenses. It also mentions the engagement of Dynasty Securities, LLC as a service provider and outlines the relationship between iCapital and Dynasty.
Metadata
- Subject
- Form ADV Part 2A
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0098690
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| iCapital | Business | Underlying Manager | iCapital may receive an investor servicing fee from the Underlying Manager. |
| iCapital | Service Provider | Dynasty | Dynasty provides administrative, marketing, and technical support services to iCapital. |
Financial Information
Amounts:1% - 2%10% - 20%.075% - .25%
Transactions:
- Management fee
- Investor servicing fee
- Payments to Underlying Managers
- Transaction fees
- Break-up fees
- Commitment fees
- Underwriting fees
- Amendment fees
- Waiver fees
- Modification fees
- Monitoring fees
- Consulting fees
- Directors' fees
- Advisory fees
- Closing fees
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 4
Aspen Grove Capital, LLCiCapital Advisors, LLCDynasty Securities, LLCDynasty
Text Analysis
- Tone
- Professional
- Purpose
- To disclose fees and expenses associated with iCapital Advisors, LLC and related funds.
- Significance
- This document outlines the fee structure and relationships between iCapital, underlying managers, and service providers like Dynasty Securities.
File Info
- File Name
- EFTA01393205.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:06.117752
- DOJ Source
- View on DOJ