Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a Form ADV Part 2A for iCapital Advisors, LLC, outlining potential risks associated with investments, including REITs and cybersecurity risks. It also discloses affiliations with iCapital Securities and Gen II Fund Services, highlighting potential conflicts of interest.
Metadata
- Subject
- Form ADV Part 2A
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0098707, SDNY_GM_00244891
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Institutional Capital Network, Inc. | parent company - subsidiary | iCapital Securities, LLC | Institutional Capital Network, Inc. is the parent company of iCapital Securities. |
| Gen II Fund Services, LLC | ownership | Institutional Capital Network, Inc. | Certain Principals of Gen II are minority owners of Institutional Capital Network, Inc. |
| Gen II Fund Services, LLC | service provider | iCapital | Gen II provides fund administration services to the Private Access Funds for iCapital. |
Red Flags 2
- Conflicts of interest created by iCapital's relationship with iCapital Securities.
- Cybersecurity risks associated with private equity fund investments.
Financial Information
Assets:
- Real estate
- Real estate loans
- Equity securities
- Shares of REITs
Transactions:
- Investing in REITs
- Private placements
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 9
Aspen Grove Capital, LLCiCapital Advisors, LLCReal Estate Investment Trusts (REITs)iCapital Securities, LLCInstitutional Capital Network, Inc.Securities and Exchange Commission ("SEC")Financial Industry Regulatory Authority, Inc. ("FINRA")Gen II Fund Services, LLCGen II Hedge Fund Services
Text Analysis
- Tone
- Informative
- Purpose
- To provide information about iCapital Advisors, LLC, its affiliates, and potential risks associated with investments.
- Significance
- This document outlines potential conflicts of interest and risks associated with investing in funds managed by iCapital.
File Info
- File Name
- EFTA01393219.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:02.270007
- DOJ Source
- View on DOJ