Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is part of iCapital Advisors' Form ADV Part 2A, specifically addressing the firm's policies on voting client securities for Private Access Funds and Direct Investment Funds. It also states that iCapital has no financial commitments that impair its ability to meet its obligations and has not been subject to bankruptcy proceedings.
Metadata
- Subject
- Form ADV Part 2A, Item 17: Voting Client Securities, Item 18: Financial Information
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0098713
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| iCapital | Investment | Underlying Fund | iCapital invests in Underlying Funds on behalf of investors in Private Access Funds. |
| iCapital | Delegation | Sub-Adviser | iCapital delegates proxy voting for Direct Investment Funds to the Sub-Adviser. |
Notable Quotes 2
iCapital intends to vote in the best interest of each Fund and may request that the Investors in the applicable Fund vote on certain matters that the Fund is asked to vote on with respect to its investment in an Underlying Fund.
iCapital has no financial commitment that impairs its ability to meet contractual and fiduciary commitments to clients and has not been the subject of a bankruptcy proceeding.
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 3
Aspen Grove Capital, LLCiCapital Advisors, LLCiCapital
Text Analysis
- Tone
- Professional
- Purpose
- To disclose iCapital's policies on voting client securities and its financial condition as required by Form ADV Part 2A.
- Significance
- This document outlines iCapital's proxy voting procedures for Private Access Funds and Direct Investment Funds, as well as its financial stability.
File Info
- File Name
- EFTA01393224.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:36.804935
- DOJ Source
- View on DOJ