Illegal Activity
none
Blackmail
none
Date
2018-03-30
Document Type
brochure supplement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a brochure supplement for iCapital Advisors, LLC, providing information about Eileen Duff Blalock, Phil Pool, John Robertshaw, Daniel Vene, and Nicholas Veronis. It directs readers to contact Michael Stanton for questions and provides a link to the SEC's website for additional information about iCapital Advisors, LLC.
Metadata
- Subject
- FORM ADV PART 2B: Brochure Supplement
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0098714
- Date
- 2018-03-30
Relationships 6
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Eileen Duff Blalock | employee | iCapital Advisors, LLC | Eileen Duff Blalock is mentioned in the brochure supplement for iCapital Advisors, LLC. |
| Phil Pool | employee | iCapital Advisors, LLC | Phil Pool is mentioned in the brochure supplement for iCapital Advisors, LLC. |
| John Robertshaw | employee | iCapital Advisors, LLC | John Robertshaw is mentioned in the brochure supplement for iCapital Advisors, LLC. |
| Daniel Vene | employee | iCapital Advisors, LLC | Daniel Vene is mentioned in the brochure supplement for iCapital Advisors, LLC. |
| Nicholas Veronis | employee | iCapital Advisors, LLC | Nicholas Veronis is mentioned in the brochure supplement for iCapital Advisors, LLC. |
| Michael Stanton | Chief Compliance Officer | iCapital Advisors, LLC | Michael Stanton is the Chief Compliance Officer of iCapital Advisors, LLC. |
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
Organizations 3
Aspen Grove Capital, LLCiCapital Advisors, LLCSEC
Locations 2
New York, NY60 East 42nd Street, 26th Floor
Text Analysis
- Tone
- Informative
- Purpose
- To provide information about specific individuals associated with iCapital Advisors, LLC, supplementing the firm's Form ADV Brochure.
- Significance
- This document provides details about key personnel at iCapital Advisors, LLC, which is important for regulatory compliance and transparency.
File Info
- File Name
- EFTA01393225.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:44.651993
- DOJ Source
- View on DOJ