Illegal Activity
none
Blackmail
none
Date
January 1, April 1, July I, October 1
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document details the placement and management fees associated with the Access Fund and its investment in the Underlying Fund. It specifies the roles of Raymond James as a placement agent and Glendower as the recipient of the Underlying Fund Management Fee, also noting that investors making subscriptions equal to or greater than $5 million should consider investing directly in the Underlying Fund.
Metadata
- Subject
- Aspen Grove Capital, LLC Placement Agent; Placement Fee Marketing and Fund Servicing Fees Underlying Fund Management Fee
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0098807
- Date
- January 1, April 1, July I, October 1
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Access Fund | limited partner | Underlying Fund | Access Fund being a limited partner of the Underlying Fund. |
| Raymond James | placement agent | Access Fund | Raymond James & Associates, Inc. or Raymond James Financial Services, Inc. to serve as a placement agent for the Access Fund. |
| Raymond James | placement agent | Glendower GP | Raymond James will act as placement agent for the Underlying Fund and receive a placement fee from the Glendower GP. |
Financial Information
Amounts:2.0%$5 million1.10%0.15%
Transactions:
- Payment of Placement Fee by Limited Partners to Placement Agent (up to 2.0% of Subscription)
- Payment of Underlying Fund Management Fee to Glendower (initially 1.10% annually)
Raw Analysis JSON
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Themes
Financial transactions/money flowBusiness dealings
Organizations 6
Aspen Grove Capital, LLCRaymond James & Associates, Inc.Raymond James Financial Services, Inc.Raymond JamesGlendower GPGlendower
Text Analysis
- Tone
- Professional
- Purpose
- To describe the fees associated with the Access Fund and the Underlying Fund, including placement fees and management fees.
- Significance
- This document outlines the financial arrangements and fee structures for investors in the Access Fund and the Underlying Fund.
File Info
- File Name
- EFTA01393297.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:40.242057
- DOJ Source
- View on DOJ