EFTA01393410.txt Text dataset_10 View on DOJ

This document is a private placement memorandum for Aspen Grove Capital, LLC and Glendower Capital Secondary Opportunities Fund IV. LP, outlining the legal and regulatory restrictions for offering securities in Peru, Qatar, Saudi Arabia, Singapore, and South Korea. It emphasizes the importance of compliance with local laws and regulations and advises prospective purchasers to conduct their own due diligence.

Subject

Aspen Grove Capital, LLC; Glendower Capital Secondary Opportunities Fund IV. LP

Sender

—

Recipients

—

Document ID

DB-SDNY-0098957; SDNY_GM_00245141

Date

—

• Restrictions on distribution and transfer of interests in Peru, Qatar, Saudi Arabia, Singapore, and South Korea.
• Disclaimers regarding the accuracy and completeness of the memorandum by the Capital Market Authority (CMA) in Saudi Arabia.
• Requirement for prospective purchasers to conduct their own due diligence and consult a financial advisor.

Financial transactions/money flowLegal matters/litigation

Aspen Grove Capital, LLCGlendower Capital Secondary Opportunities Fund IV. LPCapital Market Authority (the -CMA')Monetary Authority of SingaporeQatar Central BankQatar Financial Centre Regulatory AuthorityQatar Financial Markets AuthoritySuperintendencia del Mercado de Valor's

PeruQatarQatar Financial CentreSaudi ArabiaSingaporeSouth Korea

Tone

Professional

Purpose

To provide information about the offering of interests in Glendower Capital Secondary Opportunities Fund IV. LP and Aspen Grove Capital, LLC, and to outline the legal restrictions and disclaimers related to the offering in various countries.

Significance

This document outlines the legal and regulatory framework for offering securities in various countries, highlighting the importance of compliance with local laws and regulations.

File Name

EFTA01393410.txt

Dataset

dataset_10

Type

Text

Model

gemini-2.0-flash-001

Processed

2026-02-07T18:43:51.159101

DOJ Source

View on DOJ