EFTA01393524.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
memo
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This memo amends the 'Summary of Principal Terms of the Access Fund' to include details about the Servicing Fee paid to Deutsche Bank for introducing clients to the Access Funds. The Servicing Fee is calculated based on the subscription amount and the investment period of the Underlying Fund.
Metadata
Subject
Summary of Principal Terms of the Access Fund
Sender
Recipients
Document ID
DB-SDNY-0099107
Date
Relationships 4
Entity 1RelationshipEntity 2Description
General Partner business Deutsche Bank Securities Inc. Placement agreement for referring clients to Access Funds
Investment Manager business Deutsche Bank Securities Inc. Placement agreement for referring clients to Access Funds
Access Funds business Deutsche Bank Securities Inc. Placement agreement for referring clients to Access Funds
Investment Manager business Deutsche Bank Payment of Servicing Fee for performing servicing functions
Financial Information
Amounts:$3 million$5 million0.65%0.45%0.05%0.4875%0.36%0.05%0.20%
Assets:
  • Aggregate Subscription of DB Introduced Person to the Access Fund
  • Access Fund's Invested Capital
Transactions:
  • Payment of Servicing Fee by Investment Manager to Deutsche Bank
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 5
Aspen Grove Capital, LLCAccess FundDeutsche Bank Securities Inc.DBSIDeutsche Bank
Financial Entities 2
Deutsche BankDeutsche Bank Securities Inc.
Text Analysis
Tone
Professional
Purpose
To amend the 'Summary of Principal Terms of the Access Fund' memorandum by adding information about the Servicing Fee paid to Deutsche Bank for introducing clients to the Access Funds.
Significance
Details the financial arrangement between the Access Fund, its Investment Manager, and Deutsche Bank regarding client referrals and servicing fees.
File Info
File Name
EFTA01393524.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:32.789037
DOJ Source
View on DOJ