Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document outlines the placement fee structure for Deutsche Bank's role in placing investors into the Aspen Grove Capital Access Fund and the Underlying Fund. It details the fees paid by DB Introduced Persons and Glendower GP to Deutsche Bank, as well as the different fee structures for direct investors in the Underlying Fund, and highlights potential conflicts of interest.
Metadata
- Subject
- Aspen Grove Capital, LLC - DB Placement Fee
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0099108, SDNY_GM_00245292
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| DB Introduced Person | Financial | Deutsche Bank | DB Introduced Person pays Deutsche Bank a Placement Fee for Access Fund subscriptions. |
| Glendower GP | Business | Deutsche Bank | Glendower GP pays Deutsche Bank a placement fee for Access Fund's capital commitment to the Underlying Fund attributable to DB Introduced Persons. |
| Deutsche Bank | Business | Underlying Fund | Deutsche Bank acts as placement agent for the Underlying Fund. |
Red Flags 2
- Potential conflicts of interest related to Deutsche Bank's dual role as placement agent for both the Access Fund and the Underlying Fund.
- Different fee structures for DB Introduced Persons and direct investors in the Underlying Fund.
Financial Information
Amounts:$5,000,000$3,000,000$4,999,999$1 million$20,000
Transactions:
- DB Placement Fee payments from DB Introduced Persons to Deutsche Bank
- Placement fee payments from Glendower GP to Deutsche Bank
- Direct investments by Deutsche Bank clients in the Underlying Fund
Legal Compliance
- Certain Risk Factors and Potential Conflicts of Interest Applicable to DB Introduced Persons
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 5
Aspen Grove Capital, LLCDeutsche BankGlendower GPGlendower Capital, LLCUnderlying Fund
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To outline the DB Placement Fee structure and related agreements between Deutsche Bank, Aspen Grove Capital, Glendower GP/Capital, and the Underlying Fund.
- Significance
- Details the financial arrangements and potential conflicts of interest related to Deutsche Bank's role in placing investors into the Access Fund and Underlying Fund.
File Info
- File Name
- EFTA01393525.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:35.126847
- DOJ Source
- View on DOJ