EFTA01393538.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-03-30
Document Type
Brochure Supplement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a brochure supplement for iCapital Advisors, LLC, providing information about key personnel like Eileen Duff Blalock and Michael Stanton. It directs readers to the SEC's website for additional information about the company.
Metadata
Subject
FORM ADV PART 2B: Brochure Supplement
Sender
—
Recipients
—
Document ID
DB-SDNY-0099146, SDNY_GM_00245330
Date
2018-03-30
Relationships 6
Entity 1RelationshipEntity 2Description
Eileen Duff Blalock Employment iCapital Advisors, LLC Employee of iCapital Advisors, LLC
Phil Pool Employment iCapital Advisors, LLC Employee of iCapital Advisors, LLC
John Robertshaw Employment iCapital Advisors, LLC Employee of iCapital Advisors, LLC
Daniel Vene Employment iCapital Advisors, LLC Employee of iCapital Advisors, LLC
Nicholas Veronis Employment iCapital Advisors, LLC Employee of iCapital Advisors, LLC
Michael Stanton Employment iCapital Advisors, LLC Chief Compliance Officer of iCapital Advisors, LLC
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
People 6
Eileen Duff BlalockPhil PoolJohn RobertshawDaniel VeneNicholas VeronisMichael Stanton
Organizations 3
Bright GroupiCapital Advisors, LLCSEC
Locations 2
New York, NY60 East 42"d Street, 26th Floor, New York, NY 10165
Text Analysis
Tone
Professional
Purpose
To provide information about specific individuals associated with iCapital Advisors, LLC, supplementing their Form ADV Brochure.
Significance
This document provides background information on key personnel within iCapital Advisors, LLC, which is relevant for understanding the firm's operations and compliance.
File Info
File Name
EFTA01393538.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:38.887386
DOJ Source
View on DOJ