Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document outlines the exemptions from registration with the CFTC for the General Partner of the Access Fund as a Commodity Pool Operator (CPO) and Commodity Trading Advisor (CTA). It details the specific CFTC rules the General Partner relies upon for these exemptions and the limitations associated with them.
Metadata
- Subject
- EXEMPTION REGISTRATION UNDER COMMODITY EXCHANGE ACT
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0099224, SDNY_GM_00245408
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| General Partner | Regulatory | CFTC | General Partner is exempt from registration with the CFTC as a CPO under CFTC Rule 4.13(a)(3). |
| General Partner | Regulatory | NFA | General Partner plans to file a notice of exemption from registration with the CFTC as a CPO with the NFA. |
| General Partner | Business | Access Fund | General Partner provides advice to the Access Fund. |
Notable Quotes 2
ALTHOUGH THE ACCESS FUND IS PERMITTED TO DIRECTLY OR INDIRECTLY TRADE COMMODITY FUTURES, SWAPS AND/OR OTHER COMMODITY INTERESTS (COLLECTIVELY, "COMMODITY INTERESTS"), THE GENERAL PARTNER IS EXEMPT FROM REGISTRATION WITH THE U.S. COMMODITY FUTURES TRADING COMMISSION ("CFTC") AS A COMMODITY POOL OPERATOR ("CPO") AND PLANS TO FILE WITH THE NATIONAL FUTURES ASSOCIATION (THE "NFA") A NOTICE OF EXEMPTION FROM REGISTRATION WITH THE CFTC AS A CPO PURSUANT TO CFTC RULE 4.13(a)(3).
THE CFTC DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A POOL OR UPON THE ADEQUACY OR ACCURACY OF AN OFFERING MEMORANDUM. CONSEQUENTLY, THE CFTC HAS NOT REVIEW OR APPROVED THIS OFFERING OR THIS MEMORANDUM.
Financial Information
Amounts:5%100%25%
Legal Compliance
- Compliance with CFTC Rule 4.13(a)(3) and 4.14(a)(5) for exemption from CPO and CTA registration.
- Investor that has 25% or greater interest in the Access Fund and owns or controls commodity futures or futures option contracts subject to CFTC position limits will be required to file a statement of reporting trader.
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCompliance issues
Organizations 4
Blight GroupAccess FundU.S. Commodity Futures Trading Commission (CFTC)National Futures Association (NFA)
Locations 1
United States
Text Analysis
- Tone
- Professional
- Purpose
- To outline the exemptions from registration with the CFTC for the General Partner of the Access Fund under the Commodity Exchange Act.
- Significance
- This document details the regulatory exemptions the General Partner is relying upon, which impacts disclosure requirements and investor protections.
File Info
- File Name
- EFTA01393586.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:36.243236
- DOJ Source
- View on DOJ