EFTA01393736.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
memo
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document summarizes the key terms of the Bright Group Access Fund, including fee structures, relationships between involved entities like DBSI and iCapital Advisors, and investment options. It highlights that DBSI receives fees from both the Access Fund and the Underlying Fund, which could present a conflict of interest.
Metadata
Subject
Bright Group Summary of Key Terms
Sender
Recipients
Document ID
DB-SDNY-0099472, SDNY_GM_00245656
Date
Relationships 6
Entity 1RelationshipEntity 2Description
Access Fund investment Underlying Fund Investors in the Access Fund will be subject to fees, expenses and performance compensation of the Underlying Fund.
DBSI financial Underlying Fund DBSI will receive an additional fee, directly or indirectly from the Underlying Fund (or its affiliates thereof).
iCapital Advisors business DBSI The Access Fund Management Fee will be split between iCapital Advisors and DBSI, with a substantial portion rebated to DBSI.
DBSI placement agent Underlying Fund DBSI also acts as placement agent for the Underlying Fund and will receive related marketing fees.
Glendower Capital, LLP none DBSI Neither Glendower Capital, LLP nor iCapital Advisors. LLC are affiliated with DBSI.
iCapital Advisors none DBSI Neither Glendower Capital, LLP nor iCapital Advisors. LLC are affiliated with DBSI.
Notable Quotes 2
Investors in the Access Fund will be subject to fees, expenses and performance compensation of the Underlying Fund in addition to the Access Fund Fee and Access expenses and will experience lower returns than investors committing directly to the Underlying Fund as a result of the fees and expenses associated with an investment in the Access Fund.
DBSI will receive an additional fee, directly or indirectly from the Underlying Fund (or its affiliates thereof).
Red Flags 1
  • DBSI receiving fees from both the Access Fund and the Underlying Fund, potentially creating a conflict of interest.
Financial Information
Amounts:$5 million
Transactions:
  • Investors making a subscription equal to or greater than $5 million have the option of investing directly into the Underlying Fund at the Underlying Fund's discretion.
  • Access Fund Management Fee split between iCapital Advisors and DBSI, with a substantial portion rebated to DBSI.
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 6
Bright GroupAccess FundUnderlying FundDBSIiCapital AdvisorsGlendower Capital, LLP
Text Analysis
Tone
Informative
Purpose
To provide a summary of key terms for the Bright Group Access Fund.
Significance
This document outlines the fee structure and relationships between various entities involved in the Access Fund and Underlying Fund.
File Info
File Name
EFTA01393736.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:52.017849
DOJ Source
View on DOJ