Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document outlines the placement fee structure for Deutsche Bank in relation to the Access Fund and the Underlying Fund. It details the fees paid by DB Introduced Persons and direct investors, as well as potential conflicts of interest.
Metadata
- Subject
- DB Placement Fee
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0099540, SDNY_GM_00245724
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank | Business | DB Introduced Person | Deutsche Bank introduces DB Introduced Persons to the Access Fund and receives a placement fee. |
| Glendower GP | Business | Deutsche Bank | Glendower GP or an affiliate pays Deutsche Bank a placement fee for referring clients to the Underlying Fund. |
| Deutsche Bank | Business | Underlying Fund | Deutsche Bank refers clients to the Underlying Fund. |
Notable Quotes 3
Each DB Introduced Person will directly pay Deutsche Bank a Placement Fee (the "DB Placement Fee") in accordance with the schedule provided below in respect of the aggregate Subscription of such DB Introduced Person to the Access Fund.
Deutsche Bank in its sole discretion will have the right to waive all or any portion of the DB Placement Fee payable by any particular DB Introduced Person.
Deutsche Bank will be paid a fee in respect of each such direct investor based on such direct investor's aggregate commitment to the Underlying Fund. Such direct investors will not bear the additional layer of fees and expenses to which DB Introduced Persons are subject.
Red Flags 1
- The document mentions potential conflicts of interest applicable to DB Introduced Persons, suggesting possible issues with the arrangement.
Financial Information
Amounts:$5,000,000$3,000,000$4,999,999$1 million$20,000
Assets:
- Subscription to the Access Fund
- Capital commitment to the Underlying Fund
Transactions:
- DB Introduced Person pays Deutsche Bank a Placement Fee
- Glendower GP pays Deutsche Bank a placement fee equal to 0.75% of the Access Fund's aggregate capital commitment to the Underlying Fund attributable to the Subscriptions of each DB Introduced Person.
- Deutsche Bank is paid a fee in respect of each direct investor based on such direct investor's aggregate commitment to the Underlying Fund.
Raw Analysis JSON
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Themes
Financial transactions/money flowBusiness dealings
Organizations 6
GLDUSi31 BrightGroupDeutsche BankAccess FundGlendower GPGlendower Capital, LLCUnderlying Fund
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To outline the DB Placement Fee structure and related agreements between Deutsche Bank, DB Introduced Persons, and Glendower entities.
- Significance
- This document details the financial arrangements and fee structures associated with Deutsche Bank's role as a placement agent for the Access Fund and the Underlying Fund.
File Info
- File Name
- EFTA01393773.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:58.868039
- DOJ Source
- View on DOJ