Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is Form ADV Part 2A for iCapital Advisors, LLC, detailing its fee structure, client types, and investment strategies. It outlines performance-based compensation, potential conflicts of interest, and the types of clients the firm serves, including high net worth individuals and institutional investors.
Metadata
- Subject
- Form ADV Part 2A
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0099557
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| iCapital | Client | Funds | The Clients of iCapital are the Funds. |
| Private Access Fund | Financial | Underlying Fund | A Private Access Fund will bear its pro rata share of management fees, performance fees, carried interest or other expenses charged by an Underlying Fund. |
Notable Quotes 2
Performance-based compensation may create an incentive for iCapital to make more speculative investments than would otherwise be made or make decisions regarding the timing and manner of realization of investments differently than if such compensation were not received.
The Clients of iCapital are the Funds. The Funds rely on an exemption from the definition of "investment company" under Section 3(c)(7) or Section 3(c)(I) of the Investment Company Act, which requires that its securities are to be held exclusively by "Qualified Purchasers" as defined in the Investment Company Act
Red Flags 1
- Performance-based compensation may create an incentive for iCapital to make more speculative investments.
Financial Information
Amounts:$100,000$250,000
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 3
Forrestal Capital LLCiCapital Advisors, LLCiCapital
Text Analysis
- Tone
- Professional
- Purpose
- To provide information about iCapital Advisors, LLC, including fees, types of clients, and performance-based compensation.
- Significance
- This document outlines the operational and financial aspects of iCapital Advisors, LLC, including its fee structure, client base, and investment strategies.
File Info
- File Name
- EFTA01393782.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:26.927871
- DOJ Source
- View on DOJ